Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caleb? Claim Your ProfileCaleb Sams is a financial advisor registered with Commonwealth Financial Network and has been in the industry since October 2019. Caleb Sams is licensed to provide advisory services in Alabama, Arizona, Colorado, Florida, Georgia, Kentucky, Mississippi, Missouri, North Carolina, Oklahoma, South Carolina, Tennessee and Texas. Caleb Sams is also registered with the state of Tennessee to provide investment advisory services. Prior to joining Commonwealth Financial Network, Caleb Sams was affiliated with Thrivent Investment Management Inc. Commonwealth Financial Network is a Registered Investment Advisor (RIA) with offices in Waltham, Massachusetts. Commonwealth Financial Network offers financial planning and investment management services to individuals, families, businesses, and retirement plans. The firm manages over $177 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
05/31/2022 - Present
Commonwealth Financial Network (BRENTWOOD TN)
TN
10/10/2019 - 06/03/2022
THRIVENT INVESTMENT MANAGEMENT INC. (Mt Juliet TN)
BOTH
Issued 05/26/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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