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Caleb Levi Smith

NEW Wave Wealth Advisors

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About Caleb Levi Smith

Caleb Levi Smith is a financial advisor with New Wave Wealth Advisors. Caleb has been in the financial services industry since 2011 and is registered with the state of Arkansas. Caleb is a Series 66, 7, SIE and 6TO licensed financial advisor and specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting. Caleb is also a registered representative with the Financial Industry Regulatory Authority (FINRA) and a member of the National Association of Personal Financial Advisors (NAPFA).

Firm Information

Caleb Smith is currently registered with NEW Wave Wealth Advisors. NEW Wave Wealth Advisors is an investment advisor registered with the SEC and located in SPRINGDALE, AR. They primarily advise individuals, corporations, and pension plans and have approximately $315 million in regulatory assets under management. They offer a range of services including financial planning, pension consulting, and portfolio management for individuals and businesses.
NEW Wave Wealth Advisors

4403 S THOMPSON ST, STE 1

SPRINGDALE, AR 72764

$315.01M

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Caleb Smith’s Registration & Firm History

AR

04/07/2024 - Present

NEW Wave Wealth Advisors (SPRINGDALE AR)

AR

08/25/2011 - 04/25/2024

ARVEST WEALTH MANAGEMENT (SPRINGDALE AR)

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Licenses & Designations

BOTH

Issued 10/17/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/03/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caleb Levi Smith.
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