Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caleb? Claim Your ProfileCaleb Joseph alexander Pitters is a financial advisor with Pimco Investments LLC. Caleb has been in the securities industry since 2002. Caleb is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 3, Series 7, Series 24, and Series 63. Caleb is also registered in 53 states. Caleb has previously worked at Credit Suisse Securities (USA) LLC, UBS Warburg LLC, and J.P. Morgan Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/29/2011 - Present
Pimco Investments LLC (NEW YORK NY)
NY
06/04/2003 - 09/06/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/19/2002 - 06/06/2003
UBS WARBURG LLC (NEW YORK NY)
NY
04/05/1999 - 08/19/1999
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 10/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2012
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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