Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caleb? Claim Your ProfileCaleb John Gerard is a financial advisor with Charles Schwab & CO., Inc. based in Phoenix, Arizona. Caleb has been in the financial industry since 1996 and holds multiple licenses including Series 7, 63, 24, 31, and SIE. Caleb has previously worked with AIG Financial Advisors, Inc., SunAmerica Securities, Inc., Wells Fargo Investments, LLC, Wells Fargo Securities Inc., Gateway Investment Services, Inc., and Dean Witter Reynolds Inc. Caleb specializes in providing financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
02/07/2006 - Present
Charles Schwab & CO., Inc. (Chandler AZ)
AZ
10/31/2005 - 02/17/2006
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
AZ
09/23/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
05/02/2001 - 09/06/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
11/02/1998 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
IL
01/16/1997 - 09/23/1998
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
NY
01/29/1996 - 11/21/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 02/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 01/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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