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Caleb Joe Delaet

Robinhood Financial, LLC

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About Caleb Joe Delaet

Caleb Joe Delaet is a financial advisor who is registered with Robinhood Financial, LLC and has been in the industry since December 27, 2019. Caleb is licensed in 53 states and is also Series 3, Series 7TO, Series 6TO and SIE exam qualified. Caleb previously worked with J.P. MORGAN SECURITIES LLC.

Firm Information

Caleb Delaet is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caleb Delaet’s Registration & Firm History

CO

05/21/2021 - Present

Robinhood Financial, LLC (Denver CO)

CO

12/21/2019 - 05/13/2021

J.P. MORGAN SECURITIES LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 10/04/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/27/2023

Series 3 - National Commodity Futures Examination

BC

Issued 09/20/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/20/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/06/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caleb Joe Delaet.
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