Unclaimed
Caleb Ficken is a financial advisor with Thrivent Investment Management Inc., based in Huntsville, Alabama. Caleb has been in the financial services industry since July 2015 and holds licenses in several states, including Alabama, Florida, Georgia, South Carolina, and Tennessee. Caleb provides financial planning and portfolio management services to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
07/30/2021 - Present
Thrivent Investment Management Inc. (HUNTSVILLE AL)
IA
Issued 07/09/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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