Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caleb? Claim Your ProfileCaleb Epstein is a financial professional with over 20 years of experience in the industry. Caleb is currently registered with Walleye Trading LLC. Caleb's previous experience includes roles at Volant Liquidity, LLC and Banc of America Securities LLC. Caleb holds the Series 7, Series 57, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/20/2024 - Present
Walleye Trading LLC (New York NY)
NY
01/25/2017 - 05/23/2023
VOLANT LIQUIDITY, LLC (NEW YORK NY)
NY
12/07/1998 - 12/31/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 11/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2017
Series 57 - Securities Trader Exam
BC
Issued 12/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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