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Caleb Dean Thomas

Oneascent Financial Services LLC

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About Caleb Dean Thomas

Caleb Dean Thomas is a financial professional with experience in the financial services industry. Caleb has been registered with the Securities and Exchange Commission since 2020 and holds licenses for both investment advisory and broker-dealer activities. Caleb is currently registered with Oneascent Financial Services LLC in Illinois. Caleb has previously worked at J.P. Morgan Securities LLC and also has experience working in banking and retail.

Firm Information

Caleb Thomas is currently registered with Oneascent Financial Services LLC. Oneascent Financial Services LLC is a Birmingham, Alabama-based registered investment advisor with approximately $1.8 billion in regulatory assets under management. The firm provides a range of advisory services including financial planning, pension consulting, and portfolio management for individuals, businesses, and charitable organizations. Oneascent also offers educational seminars and selection of other advisers.
Oneascent Financial Services LLC

23 INVERNESS PARKWAY

BIRMINGHAM, AL 35242

$1.79B

Assets Under Management

15

Total Clients

54

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting

Consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Caleb Thomas’s Registration & Firm History

IL

02/22/2024 - Present

Oneascent Financial Services LLC (Crystal Lake IL)

IL

02/21/2020 - 11/21/2022

J.P. MORGAN SECURITIES LLC (HUNTLEY IL)

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Licenses & Designations

IA

Issued 02/13/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/05/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/21/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/07/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Caleb Dean Thomas. Review regulatory record here.
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