Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caleb? Claim Your ProfileCaleb Anthony Pene is a financial advisor with Fidelity Personal And Workplace Advisors. Caleb has been working in the financial services industry for over 10 years. Caleb is licensed in 52 states and holds several industry licenses, including Series 63, Series 65, Series 7TO and SIE. Caleb is passionate about helping clients achieve their financial goals. Caleb is committed to providing personalized service and working closely with clients to develop a financial plan that meets their individual needs. Caleb specializes in providing financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
05/11/2023 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
BC
Issued 04/21/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/15/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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