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Caleb Angel Torres

PHX Financial, Inc.

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About Caleb Angel Torres

Caleb Angel Torres is a financial professional licensed to provide investment advice in New York. Caleb Torres has a Series 7TO and Series 63 license. Caleb Angel Torres is currently employed by PHX Financial, Inc.. Caleb Torres's registration date with FINRA is August 29, 2024.

Firm Information

Caleb Torres is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caleb Torres’s Registration & Firm History

NY

08/29/2024 - Present

PHX Financial, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/25/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/2024

Series 7TO - General Securities Representative Examination

BC

Issued 07/08/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caleb Angel Torres.
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