Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caleb? Claim Your ProfileCaleb Allen is a financial advisor with Equitable Advisors, LLC, with over 12 years of experience in the industry. Caleb holds multiple licenses and registrations, including Series 6, 7, 63, and 65. Caleb specializes in providing financial planning and investment advice to individuals, businesses, and retirement plans. Caleb previously worked with NYLIFE Securities LLC, AXA Advisors, LLC and Edward Jones, and has experience with a variety of investment products and strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NH
08/10/2023 - Present
Equitable Advisors, LLC (PORTSMOUTH NH)
ME
09/07/2020 - 08/11/2023
NYLIFE SECURITIES LLC (SOUTH BERWICK ME)
NH
02/02/2018 - 09/16/2019
AXA ADVISORS, LLC (BEDFORD NH)
ME
09/16/2011 - 11/06/2014
EDWARD JONES (KENNEBUNK ME)
IA
Issued 02/15/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/30/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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