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Caleb Aaron Faulk

Kestra Advisory Services, LLC

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About Caleb Aaron Faulk

Caleb Aaron Faulk is an investment advisor representative at Kestra Advisory Services, LLC. Caleb holds Series 7TO, SIE, and Series 66 licenses. Caleb is registered with Kestra Advisory Services, LLC in Missouri and Kestra Investment Services, LLC in Missouri. Caleb has experience in financial planning, pension consulting, and selection of other advisors. Caleb is also an assistant at Evans Wealth Planning, where he is involved with insurance and is working toward becoming a financial advisor after passing the Series 7 and 66 exams. Caleb's specializations include: Retirement planning, College planning, Estate planning, Insurance, and other financial planning needs.

Firm Information

Caleb Faulk is currently registered with Kestra Advisory Services, LLC. Kestra Advisory Services, LLC is a financial advisory firm based in Austin, TX, with over 1,200 investment advisor representatives and 48.3 billion in assets under management. Kestra offers a variety of financial advisory services including financial planning, portfolio management, and pension consulting. The firm serves a broad range of clients, including individuals, corporations, insurance companies, pension plans, and charitable organizations. Kestra participates in wrap fee programs.
Kestra Advisory Services, LLC

5707 SOUTHWEST PARKWAY

AUSTIN, TX 78735

$48.32B

Assets Under Management

6,180

Total Clients

1,197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Caleb Faulk’s Registration & Firm History

TX

05/06/2024 - Present

Kestra Advisory Services, LLC (AUSTIN TX)

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Licenses & Designations

BOTH

Issued 05/03/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/16/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/06/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caleb Aaron Faulk.
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