Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cale? Claim Your ProfileCale Leonard Van buren is an investment advisor representative with Rockefeller Financial LLC and Rockefeller Capital Management. Cale has been in the financial industry since 1995 and holds multiple licenses including Series 3, 6, 7, 63 and 66. Cale is registered to provide investment advice in 21 states. Cale has been with Rockefeller Financial LLC since November 2021 and previously worked with Mercer Allied Company, L.P., and Goldman Sachs & Co. LLC. Cale is committed to providing personalized financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/02/2021 - Present
Rockefeller Financial LLC (Saratoga Springs NY)
NY
01/04/2021 - 11/23/2021
GOLDMAN SACHS & CO. LLC (COHOES NY)
NY
07/24/2006 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (COHOES NY)
MA
11/22/1995 - 08/27/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 11/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/21/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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