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Cale J Ross

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Cale J Ross

Cale Ross is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Cale has been in the financial industry since 2016 and has experience in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Cale has a strong understanding of the financial markets and has a proven track record of success. Previously Cale worked with LPL FINANCIAL LLC, BMO HARRIS FINANCIAL ADVISORS, INC., U.S. BANCORP INVESTMENTS, INC., BMO HARRIS FINANCIAL ADVISORS, INC., and WELLS FARGO CLEARING SERVICES, LLC. Cale Ross is committed to helping his clients achieve their financial goals.

Firm Information

Cale Ross is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Cale Ross’s Registration & Firm History

MN

11/21/2022 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (WAYZATA MN)

MN

03/24/2021 - 03/03/2022

LPL FINANCIAL LLC (MAPLE GROVE MN)

MN

01/14/2021 - 03/24/2021

BMO HARRIS FINANCIAL ADVISORS, INC. (MAPLE GROVE MN)

MN

01/11/2019 - 07/14/2020

U.S. BANCORP INVESTMENTS, INC. (MINNEAPOLIS MN)

IL

04/04/2017 - 01/03/2019

BMO HARRIS FINANCIAL ADVISORS, INC. (GLENCOE IL)

WI

08/05/2016 - 04/05/2017

WELLS FARGO CLEARING SERVICES, LLC (MEQUON WI)

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Licenses & Designations

BC

Issued 08/16/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cale J Ross.
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