Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cal? Claim Your ProfileCal Rains II is a financial advisor at Oppenheimer & Co. Inc. Cal has been working in the financial services industry since 1990. Cal is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 66, Series 63, SIE, and Series 7 licenses. Cal specializes in working with individuals, businesses, retirement accounts, and pension plans. Prior to joining Oppenheimer & Co. Inc., Cal worked at UBS Financial Services Inc. and Prudential Securities Incorporated. Cal currently works from the Asheville office of Oppenheimer & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NC
05/22/2009 - Present
Oppenheimer & Co. Inc. (ASHEVILLE NC)
NC
11/02/2001 - 06/04/2009
UBS FINANCIAL SERVICES INC. (ASHVILLE NC)
NY
12/11/1992 - 11/08/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/23/1990 - 12/10/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Cal Rains is the right advisor for you? Invested Better is here to help.
