Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cal? Claim Your ProfileCal Jason Smith is an Investment Advisor Representative associated with Hennion & Walsh Asset Management, Inc. Cal has been active in the financial services industry since June 1, 1999. Cal has experience working with individual investors, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Cal provides financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
10/25/2018 - Present
Hennion & Walsh Asset Management, Inc. (PARSIPPANY NJ)
TX
06/18/2018 - 07/30/2018
ADVISORS ASSET MANAGEMENT, INC. (BOERNE TX)
IL
02/26/2007 - 10/13/2017
FIRST TRUST PORTFOLIOS L.P. (LISLE IL)
TX
12/13/2000 - 02/13/2007
WELLS FARGO INVESTMENTS, LLC (AUSTIN TX)
MN
12/14/2000 - 08/12/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
12/22/1999 - 05/09/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
12/17/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NY
08/26/1998 - 12/22/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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