Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caitlyn? Claim Your ProfileCaitlyn Brophy is an investment advisor representative with Schwab Wealth Advisory, Inc. Caitlyn is registered with FINRA and the state of Florida. Caitlyn has been in the securities industry since April 3, 2019. Caitlyn holds the Series 66, Series 7TO and SIE licenses. Caitlyn has worked at Charles Schwab & Co., Inc., TALLMAN SWIM CLUB, MONMOUTH UNIVERSITY, NORWOOD SWIM CLUB, Tomasello Winery Tasting Room, Charles Schwab Bank, SSB, and Schwab Wealth Advisory Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
FL
01/04/2022 - Present
Schwab Wealth Advisory, Inc. (Orlando FL)
BOTH
Issued 05/06/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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