Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caitlin? Claim Your ProfileCaitlin Stokes Powers is a financial professional with over 10 years of experience in the industry. Caitlin is currently a registered representative with Piper Sandler & Co., where she has been employed since April 2020. Previously, Caitlin worked with The Valence Group, LLC and Bryant Park Capital Securities, Inc. Caitlin is licensed in New York and holds the Series 63, SIE and Series 79 licenses. Caitlin's experience at Piper Sandler & Co. includes working with state and municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/06/2020 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
05/12/2015 - 04/08/2020
THE VALENCE GROUP, LLC (New York NY)
PA
11/04/2013 - 05/18/2015
BRYANT PARK CAPITAL SECURITIES, INC. (Conshohocken PA)
BC
Issued 12/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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