Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caitlin? Claim Your ProfileCaitlin Romano is a financial professional who has been in the industry since 2021. She is currently registered with Foreside Global Services, LLC, Foreside Funds Distributors LLC, Foreside Fund Services, LLC, Quasar Distributors, LLC, and Foreside Financial Services, LLC. Caitlin has a Series 7, Series 63, and SIE licenses. She has experience with Morgan Stanley and Compass Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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ME
01/11/2024 - Present
Foreside Global Services, LLC (Portland ME)
ME
08/18/2022 - 10/11/2023
COMPASS DISTRIBUTORS, LLC (PORTLAND ME)
NC
09/24/2021 - 08/03/2022
MORGAN STANLEY (WILMINGTON NC)
BC
Issued 03/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/11/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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