Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caitlin? Claim Your ProfileCaitlin Rogers-peckham is a financial advisor with PFS Investments Inc. located in Greenwood Village, Colorado. Caitlin has been in the financial services industry since January 6, 2022 and is registered with FINRA and the state of Colorado. Caitlin offers a variety of financial services including portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CO
01/07/2022 - Present
PFS Investments Inc. (GREENWOOD VILLAGE CO)
BC
Issued 01/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/07/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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