Unclaimed
Caitlin Propheter is a financial advisor with Janus Henderson Distributors US LLC, a firm that specializes in providing investment management services. Caitlin has been working in the financial services industry since May 4, 2021. Caitlin holds the Series 63, Series 26, Series 7TO, Series 6TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/05/2021 - Present
Janus Henderson Distributors US LLC (DENVER CO)
BC
Issued 06/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/05/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/11/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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