Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caitlin? Claim Your ProfileCaitlin Mills is a financial professional with over five years of experience in the industry. Caitlin is currently registered with Fidelity Brokerage Services LLC. Caitlin's background includes previous roles with U.S. Bancorp Investments, Inc., UnionBanc Investment Services, LLC, and J.P. Morgan Securities LLC. Caitlin is licensed to provide securities advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/01/2024 - Present
Fidelity Brokerage Services LLC (SAN FRANCISCO CA)
MN
05/26/2023 - 10/05/2023
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
CA
05/24/2023 - 05/26/2023
UNIONBANC INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
CA
02/25/2016 - 02/08/2019
UNIONBANC INVESTMENT SERVICES, LLC (DANVILLE CA)
CA
04/24/2013 - 10/30/2015
J.P. MORGAN SECURITIES LLC (ELK GROVE CA)
BC
Issued 05/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2024
Series 99TO - Operations Professional Examination
BC
Issued 05/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/24/2023
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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