Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caitlin? Claim Your ProfileCaitlin West is an active investment advisor representative, registered with both FINRA and the state of New Jersey. Caitlin has been in the industry since September 22, 2012 and currently works for The Ascent Group, LLC. She holds Series 7, Series 66 and SIE licenses. Her experience includes positions at Fidelity Brokerage Services LLC, M HOLDINGS SECURITIES, INC., First Republic Securities Company, LLC and Triad Advisors LLC. Caitlin provides financial planning, portfolio management for individuals and businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/22/2022 - Present
THE Ascent Group, LLC (VIRGINIA BEACH VA)
VA
02/02/2023 - 08/23/2024
TRIAD ADVISORS LLC (Virginia Beach VA)
NJ
09/27/2019 - 02/04/2021
M HOLDINGS SECURITIES, INC. (PT. PLEASANT BEACH NJ)
NJ
04/23/2018 - 03/05/2019
FIDELITY BROKERAGE SERVICES LLC (WAYNE NJ)
NY
01/03/2018 - 02/12/2018
FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)
NJ
06/16/2017 - 08/18/2017
VANDERBILT SECURITIES, LLC (Edison NJ)
NJ
02/24/2015 - 06/22/2017
TRIAD ADVISORS, INC. (Edison NJ)
MA
10/03/2008 - 06/15/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
07/09/2007 - 09/03/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
BOTH
Issued 06/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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