Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caitlin? Claim Your ProfileCaitlin M. Hagan is a registered representative with Summit Trail Securities, LLC and has been in the financial services industry since 2007. She holds the Series 3, 7, 63 and 66 licenses. Caitlin has held previous roles at firms like PURSHE KAPLAN STERLING INVESTMENTS, BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC. and SANFORD C. BERNSTEIN & CO., LLC. Caitlin is currently registered in Illinois and Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/27/2017 - Present
Summit Trail Securities, LLC (Chicago IL)
IL
11/23/2015 - 08/16/2016
PURSHE KAPLAN STERLING INVESTMENTS (Chicago IL)
IL
09/22/2008 - 08/14/2015
BARCLAYS CAPITAL INC. (CHICAGO IL)
IL
03/09/2007 - 09/22/2008
LEHMAN BROTHERS INC. (CHICAGO IL)
IL
04/12/2006 - 03/14/2007
SANFORD C. BERNSTEIN & CO., LLC (CHICAGO IL)
BOTH
Issued 03/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2014
Series 3 - National Commodity Futures Examination
BC
Issued 04/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Caitlin Hagan is the right advisor for you? Invested Better is here to help.
