Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caitlin? Claim Your ProfileCaitlin Lindsey Ulmer-long is a financial professional with over 9 years of experience in the industry. Caitlin is a Registered Representative and Investment Advisor Representative currently affiliated with Janney Montgomery Scott LLC. Caitlin is registered with FINRA and the state of Pennsylvania. Caitlin holds several securities licenses, including Series 7, 9, 10, 24, 27, 31, and 66. Caitlin holds the SIE, a professional designation of Certified Financial Planner, and has extensive experience in financial planning, portfolio management for individuals and businesses, and pension consulting. Caitlin is a Board Member of Northern Children Services, an organization committed to supporting the healthy development of children and youth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
05/09/2014 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
BOTH
Issued 05/09/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/28/2020
Series 24 - General Securities Principal Examination
BC
Issued 03/09/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/12/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 03/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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