Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caitlin? Claim Your ProfileCaitlin Gilman is an investment advisor representative with Osaic Wealth, Inc. located in Charlotte, North Carolina. Caitlin has been in the securities industry since March 2006. Caitlin has passed the Series 7, Series 63, and Series 66 exams. Caitlin is registered to offer investment advice in North Carolina and South Carolina. Caitlin holds an active registration with FINRA and the Securities Industry and Financial Markets Association. Caitlin is registered with Osaic Wealth, Inc., a firm that offers financial planning, pension consulting, educational seminars, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/03/2023 - Present
Osaic Wealth, Inc. (CHARLOTTE NC)
NC
10/12/2018 - 11/03/2023
FSC SECURITIES CORPORATION (CHARLOTTE NC)
NC
08/26/2015 - 10/15/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
06/29/2015 - 08/28/2015
FSC SECURITIES CORPORATION (CHARLOTTE NC)
NC
09/26/2014 - 12/03/2014
PNC INVESTMENTS (FOREST CITY NC)
NC
01/13/2014 - 09/30/2014
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
03/03/2010 - 01/02/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
02/24/2009 - 12/24/2009
AMERIPRISE FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
09/14/2007 - 02/13/2009
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
NC
10/19/2005 - 09/04/2007
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MO
03/08/2005 - 08/02/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 11/02/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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