Unclaimed
Caitlin Slater is a registered representative with Fidelity Brokerage Services LLC, a brokerage firm. Caitlin has been in the securities industry since January 6, 2019. Caitlin holds the Series 7, Series 63, and SIE licenses. Caitlin is currently registered in all 50 states, District of Columbia, Puerto Rico, and Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
01/07/2019 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 10/05/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/03/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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