Unclaimed
Caitlin Ledwith is a financial professional with Lazard Freres & Co. LLC. Caitlin is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7TO General Securities Representative Examination. Caitlin is also registered with the Securities Industry Essentials Examination (SIE). Caitlin is registered in 50 states for the sale of securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/08/2022 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
BC
Issued 04/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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