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Caitlin Elizabeth Raad

Nylife Securities LLC

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About Caitlin Elizabeth Raad

Caitlin Raad is a financial professional with Nylife Securities LLC. Caitlin has been in the financial industry for a short time and is currently registered to offer securities in California, Georgia, and North Carolina. Caitlin is also licensed as an Investment Company Products/Variable Contracts Representative and has passed the Securities Industry Essentials Examination.

Firm Information

Caitlin Raad is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caitlin Raad’s Registration & Firm History

GA

09/01/2023 - Present

Nylife Securities LLC (Alpharetta GA)

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Licenses & Designations

BC

Issued 01/17/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/01/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/07/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caitlin Elizabeth Raad.
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