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Caitlin Elizabeth Douglas

Mount Yale Investment Advisors, LLC

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About Caitlin Elizabeth Douglas

Caitlin Elizabeth Douglas is a registered representative with Mount Yale Investment Advisors, LLC. Caitlin has been in the industry since November 13, 2011. Caitlin has passed the Series 7, Series 66 and SIE exams. Prior to joining Mount Yale Investment Advisors, LLC, Caitlin has worked at a number of firms, including Triad Advisors LLC, LPL Financial LLC, LPL Financial Corporation. Caitlin has a strong background in providing financial planning and portfolio management for individuals. Caitlin is also able to select other advisors for clients as needed.

Firm Information

Caitlin Douglas is currently registered with Mount Yale Investment Advisors, LLC. Mount Yale Investment Advisors, LLC is a Denver, CO-based investment advisor with $2,187,125,977 in regulatory assets under management. They serve individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, and other investment advisors. Their services include financial planning, portfolio management for individuals, selection of other advisors, and consulting.
Mount Yale Investment Advisors, LLC

1580 LINCOLN STREET

DENVER, CO 80203

$2.19B

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting

Consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Caitlin Douglas’s Registration & Firm History

CO

01/01/2025 - Present

Mount Yale Investment Advisors, LLC (DENVER CO)

MD

10/02/2018 - 12/13/2018

TRIAD ADVISORS LLC (Fulton MD)

MD

11/11/2015 - 09/13/2018

TRIAD ADVISORS LLC (Columbia MD)

MD

08/23/2012 - 11/19/2015

LPL FINANCIAL LLC (COLUMBIA MD)

MD

07/09/2008 - 10/06/2010

LPL FINANCIAL CORPORATION (ELLICOTT CITY MD)

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Licenses & Designations

BOTH

Issued 04/18/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/13/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caitlin Elizabeth Douglas.
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