Unclaimed
Caitlin Caldwell is a financial professional with experience in the financial services industry. Caitlin has been registered with Prudential Annuities Distributors, Inc. since May 25, 2022. Caitlin is also registered with the states of Pennsylvania and Ohio. Prior to her current role, Caitlin was employed with Prudential Annuities Distributors, Inc. in Dresher, Pennsylvania. Caitlin holds the Series 63, Series 6TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/25/2022 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
PA
11/21/2018 - 04/22/2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)
BC
Issued 08/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2018
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/19/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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