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Caitlin Elizabeth Caldwell

Prudential Annuities Distributors, Inc.

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About Caitlin Elizabeth Caldwell

Caitlin Caldwell is a financial professional with experience in the financial services industry. Caitlin has been registered with Prudential Annuities Distributors, Inc. since May 25, 2022. Caitlin is also registered with the states of Pennsylvania and Ohio. Prior to her current role, Caitlin was employed with Prudential Annuities Distributors, Inc. in Dresher, Pennsylvania. Caitlin holds the Series 63, Series 6TO and SIE licenses.

Firm Information

Caitlin Caldwell is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caitlin Caldwell’s Registration & Firm History

CT

05/25/2022 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

PA

11/21/2018 - 04/22/2021

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)

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Licenses & Designations

BC

Issued 08/29/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2018

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/19/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caitlin Elizabeth Caldwell.
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