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Caitlin Cook

J.p. Morgan Institutional Investments Inc.

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About Caitlin Cook

Caitlin Cook is a financial professional with J.P. Morgan Institutional Investments Inc., a firm based in New York, NY. Caitlin holds the Series 7TO and SIE licenses. Caitlin has been in the industry since August 25, 2024 and is currently active in the broker-dealer space.

Firm Information

Caitlin Cook is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caitlin Cook’s Registration & Firm History

NY

08/26/2024 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

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Licenses & Designations

BC

Issued 08/25/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/23/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caitlin Cook.
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