Unclaimed
Caitlin Kiel is a financial advisor with Invesco Distributors, Inc. Caitlin has over 9 years of experience in the financial services industry. Caitlin is licensed to sell securities in 14 states including California, Colorado, Florida, Georgia, Illinois, Iowa, Kentucky, Massachusetts, Missouri, New York, North Carolina, Pennsylvania, Texas, and Washington. Caitlin holds the Series 7, Series 66 and Series 99TO licenses. Caitlin previously worked with SENTINUS-HALO SECURITIES, LLC in Chicago, Illinois and Raymond James & Associates, Inc. in St. Petersburg, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/07/2021 - Present
Invesco Distributors, Inc. (DOWNERS GROVE IL)
IL
07/17/2020 - 04/20/2021
SENTINUS-HALO SECURITIES, LLC (Chicago IL)
IL
09/27/2016 - 04/09/2019
INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)
FL
12/19/2013 - 09/20/2016
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 04/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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