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Caitlin Cole Kiel

Invesco Distributors, Inc.

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About Caitlin Cole Kiel

Caitlin Kiel is a financial advisor with Invesco Distributors, Inc. Caitlin has over 9 years of experience in the financial services industry. Caitlin is licensed to sell securities in 14 states including California, Colorado, Florida, Georgia, Illinois, Iowa, Kentucky, Massachusetts, Missouri, New York, North Carolina, Pennsylvania, Texas, and Washington. Caitlin holds the Series 7, Series 66 and Series 99TO licenses. Caitlin previously worked with SENTINUS-HALO SECURITIES, LLC in Chicago, Illinois and Raymond James & Associates, Inc. in St. Petersburg, Florida.

Firm Information

Caitlin Kiel is currently registered with Invesco Distributors, Inc.. Invesco Distributors, Inc. is a Corporation formed in November 1976. They are registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

221

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caitlin Kiel’s Registration & Firm History

IL

05/07/2021 - Present

Invesco Distributors, Inc. (DOWNERS GROVE IL)

IL

07/17/2020 - 04/20/2021

SENTINUS-HALO SECURITIES, LLC (Chicago IL)

IL

09/27/2016 - 04/09/2019

INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)

FL

12/19/2013 - 09/20/2016

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BOTH

Issued 04/29/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caitlin Cole Kiel.
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