Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caitlin? Claim Your ProfileCaitlin Caldwell is a registered representative with Keybanc Capital Markets Inc. Caitlin has been in the securities industry since 2013. Caitlin holds the Series 63, 79, and 52 securities licenses, as well as the SIE exam. Caitlin is registered in 25 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WA
05/07/2013 - Present
Keybanc Capital Markets Inc. (SEATTLE WA)
BC
Issued 05/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/06/2013
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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