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Caitlin Ashley Wysocki

Northern Trust Securities, Inc.

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About Caitlin Ashley Wysocki

Caitlin Ashley Wysocki is a registered representative and investment advisor representative with Northern Trust Securities, Inc. She is registered with FINRA and the state of Illinois, as well as 12 other states. Caitlin is a general securities representative and has passed the Series 7, Series 63, and SIE exams. She specializes in providing financial advice to individuals, businesses, corporations, partnerships, and charitable organizations. She has been in the financial industry since April 2019. Caitlin is dedicated to providing her clients with personalized and comprehensive financial advice.

Firm Information

Caitlin Wysocki is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Caitlin Wysocki’s Registration & Firm History

IL

04/29/2019 - Present

Northern Trust Securities, Inc. (Chicago IL)

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Licenses & Designations

BC

Issued 05/25/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2019

Series 7TO - General Securities Representative Examination

BC

Issued 02/12/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caitlin Ashley Wysocki.
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