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Caitlin Ann Abbott

Raymond James Financial Services, Inc.

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About Caitlin Ann Abbott

Caitlin Abbott is a financial advisor with Raymond James Financial Services, Inc. Caitlin has been in the industry since July 2008, with a focus on providing investment guidance to clients. Caitlin holds both Series 7 and Series 63 licenses. Caitlin is registered with the state of Texas. Prior to joining Raymond James Financial Services, Inc. Caitlin was with LPL FINANCIAL LLC.

Firm Information

Caitlin Abbott is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caitlin Abbott’s Registration & Firm History

TX

10/21/2015 - Present

Raymond James Financial Services, Inc. (HOUSTON TX)

TX

07/31/2008 - 11/02/2015

LPL FINANCIAL LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 02/28/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caitlin Ann Abbott.
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