Unclaimed
Caitlin Abbott is a financial advisor with Raymond James Financial Services, Inc. Caitlin has been in the industry since July 2008, with a focus on providing investment guidance to clients. Caitlin holds both Series 7 and Series 63 licenses. Caitlin is registered with the state of Texas. Prior to joining Raymond James Financial Services, Inc. Caitlin was with LPL FINANCIAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/21/2015 - Present
Raymond James Financial Services, Inc. (HOUSTON TX)
TX
07/31/2008 - 11/02/2015
LPL FINANCIAL LLC (HOUSTON TX)
BC
Issued 02/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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