Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caiqin? Claim Your ProfileCaiqin Li is an active investment advisor representative with Osaic Wealth, Inc. located in PARKLAND, FL. Caiqin Li has been in the financial services industry since 2011 and has a strong track record of success. Previously, Caiqin Li was associated with SagePoint Financial, Inc., AXA Advisors, LLC, and NYLIFE Securities LLC. Caiqin Li holds a Series 66, SIE, and Series 7 license. Caiqin Li is also registered with the state of California, Florida, Illinois, Nevada, North Carolina, Pennsylvania, Texas, and Texas. Caiqin Li offers a wide range of financial services including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Caiqin Li has a history of working with various client types, including individuals other than high-net-worth individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, banking or thrift institutions, and state or municipal government entities. Caiqin Li can help you with your financial needs.
PARKLAND, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/05/2024 - Present
Osaic Wealth, Inc. (PARKLAND FL)
FL
12/04/2015 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (PARKLAND FL)
FL
08/02/2012 - 12/14/2015
AXA ADVISORS, LLC (BOCA RATON FL)
FL
07/29/2011 - 07/24/2012
NYLIFE SECURITIES LLC (TAMPA FL)
FL
03/30/2011 - 06/28/2011
AXA ADVISORS, LLC (TAMPA FL)
BOTH
Issued 4/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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