Unclaimed
Caio Burgerribeiro is a registered representative with Bofa Securities, Inc. Caio has been in the industry since October 5, 2018 and has experience at several firms including Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, and HSBC Securities (USA) Inc. Caio holds Series 63, 7, 86, 87, and SIE licenses. Caio's specializations include research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
01/03/2022 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
06/25/2019 - 12/17/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/02/2018 - 11/13/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/20/2013 - 08/11/2014
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 07/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/06/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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