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Cailen Michael Harris

Fidelity Brokerage Services LLC

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About Cailen Michael Harris

Cailen Michael Harris is a financial advisor with Fidelity Brokerage Services LLC, a firm that is not currently registered as an Investment Advisor. Cailen is licensed in 53 states and the District of Columbia. Cailen has passed the Series 7TO, SIE, and Series 63 exams. Cailen is located in the Jacksonville office of Fidelity Brokerage Services LLC.

Firm Information

Cailen Harris is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cailen Harris’s Registration & Firm History

FL

05/20/2023 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 05/31/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/20/2023

Series 7TO - General Securities Representative Examination

BC

Issued 04/20/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Cailen Michael Harris.
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