Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cai? Claim Your ProfileCai Chen is a financial professional with over 15 years of experience in the securities industry. Cai is currently registered with Nylife Securities LLC in Brooklyn, NY. Cai has previously been registered with MetLife Securities Inc. and Metropolitan Life Insurance Company. Cai holds Series 6, Series 63, and SIE licenses. Cai's professional experience includes working with clients in New York, California, Minnesota, New Hampshire and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/06/2009 - Present
Nylife Securities LLC (BROOKLYN NY)
NY
06/13/2007 - 02/04/2009
METLIFE SECURITIES INC. (BROOKLYN NY)
NY
06/13/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BROOKLYN NY)
BC
Issued 03/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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