Unclaimed
Caesar Michael Silvestro is a financial advisor with Morgan Stanley. Caesar has been in the financial industry since 1999. Prior to joining Morgan Stanley, Caesar worked for several other firms including BBVA Securities Inc., Janney Montgomery Scott LLC, MF Global Inc., Chapdelaine & Co., Samco Capital Markets, Inc., Penson Financial Services, Inc., Maxcor Financial Inc., National Financial Services LLC, Dean Witter Reynolds Inc., Barclays De Zoete Wedd Securities Inc., C.J. Lawrence/Deutsche Bank Securities Corporation, Deutsche Bank Government Securities, Inc and Deutsche Bank Capital Corporation. Caesar holds several licenses including Series 7, Series 3, Series 63 and Series 66. Caesar is currently registered in New Jersey and New York. Caesar provides asset allocation advice, financial planning, pension consulting, educational seminars, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
11/14/2024 - Present
Morgan Stanley (PURCHASE NY)
NY
01/09/2015 - 09/16/2016
BBVA SECURITIES INC. (NEW YORK NY)
NY
04/06/2012 - 12/26/2014
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
03/21/2011 - 12/05/2011
MF GLOBAL INC. (NEW YORK NY)
NY
09/16/2009 - 02/22/2011
CHAPDELAINE & CO. (NEW YORK NY)
NY
05/19/2006 - 01/26/2007
SAMCO CAPITAL MARKETS, INC. (NEW YORK NY)
TX
06/15/2005 - 05/19/2006
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
NY
05/25/2004 - 06/24/2005
MAXCOR FINANCIAL INC. (NEW YORK NY)
MA
04/26/2000 - 05/02/2001
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
NY
07/12/1996 - 04/19/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
06/15/1994 - 02/05/1996
BARCLAYS DE ZOETE WEDD SECURITIES INC. (NEW YORK NY)
NY
09/30/1993 - 06/13/1994
C.J. LAWRENCE/DEUTSCHE BANK SECURITIES CORPORATION (NEW YORK NY)
NA
01/21/1993 - 09/30/1993
DEUTSCHE BANK GOVERNMENT SECURITIES, INC
NY
10/25/1989 - 01/11/1993
DEUTSCHE BANK CAPITAL CORPORATION (NEW YORK NY)
BOTH
Issued 09/13/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/16/2016
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/26/1990
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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