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Caelan Michael Perez

Mufg Securities Americas Inc.

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About Caelan Michael Perez

Caelan Michael Perez is a registered representative with Mufg Securities Americas Inc. Caelan has been in the securities industry since 2018. Caelan holds the Series 63, Series 79TO, SIE, and Series 7 licenses. Caelan is registered in 51 states and the District of Columbia. Caelan was previously employed by CREDIT AGRICOLE SECURITIES (USA) INC.

Firm Information

Caelan Perez is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caelan Perez’s Registration & Firm History

NY

09/25/2019 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

07/18/2018 - 10/15/2019

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/07/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/19/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Caelan Michael Perez.
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