Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cady? Claim Your ProfileCady Lori Lake is a financial advisor with over 20 years of experience in the industry. Cady has been registered with Raymond James Financial Services Advisors, Inc. since December 2021, and has been a registered representative in Texas since 2001. Prior to joining Raymond James, Cady was a registered representative with Raymond James & Associates, Inc. from August 2006 to December 2021. Cady holds Series 7, 63, and 66 securities licenses and is a registered investment advisor in Texas. In addition to her work as a financial advisor, Cady is also involved in several community organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
12/20/2021 - Present
Raymond James Financial Services Advisors, Inc. (Arlington TX)
TX
08/02/2006 - 12/22/2021
RAYMOND JAMES & ASSOCIATES, INC. (FORT WORTH TX)
TX
05/17/2006 - 06/07/2006
NYLIFE SECURITIES INC. (DALLAS TX)
MO
02/26/2001 - 01/27/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 08/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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