Invested Better
Unclaimed

Unclaimed

Unclaimed

Cady Lee Johnson

Pimco Investments LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Cady? Claim Your Profile

About Cady Lee Johnson

Cady Johnson is a financial advisor with Pimco Investments LLC. Cady has been in the financial industry since 2004. Cady holds Series 7, 9, 24, 66, and SIE licenses. Cady has been registered with FINRA since 2008. Cady has experience working at both MBSC Securities Corporation and Raymond James Financial Services, Inc.

Firm Information

Cady Johnson is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Cady Johnson’s Registration & Firm History

FL

01/15/2013 - Present

Pimco Investments LLC (Miami FL)

NY

09/18/2008 - 01/04/2013

MBSC SECURITIES CORPORATION (NEW YORK NY)

FL

04/06/2004 - 09/19/2008

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

Not sure if Cady Lee Johnson is right for you?

Licenses & Designations

BOTH

Issued 10/08/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/25/2020

Series 24 - General Securities Principal Examination

BC

Issued 03/28/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cady Lee Johnson.
Not sure if Cady Lee Johnson is right for you?