Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cade? Claim Your ProfileCade Babineaux is a financial advisor with Ameriprise Financial Services, LLC. Cade has been in the financial services industry since 2009. Cade has earned the Series 3, 7, 63, 65 and 66 licenses. Cade is registered to provide investment advice in Arkansas, Louisiana, Michigan, Mississippi, Oklahoma, and Texas. Cade has prior experience with Wells Fargo Clearing Services, LLC, Royal Alliance Associates, Inc., ProEquities, Inc., and Prudential Securities Incorporated. Cade works with individuals, businesses, trusts/estates, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
11/01/2019 - Present
Ameriprise Financial Services, LLC (Thibodaux LA)
LA
09/07/2016 - 11/06/2019
WELLS FARGO CLEARING SERVICES, LLC (LAFAYETTE LA)
LA
09/09/2004 - 05/18/2007
ROYAL ALLIANCE ASSOCIATES, INC. (LAFAYETTE LA)
AL
07/15/2003 - 07/29/2004
PROEQUITIES, INC. (BIRMINGHAM AL)
NY
04/07/1999 - 08/05/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 09/30/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1999
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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