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Cade O'neill Saustad

Houlihan Lokey Capital, Inc.

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About Cade O'neill Saustad

Cade O'neill Saustad is a Registered Representative with Houlihan Lokey Capital, Inc. Cade has a Series 63, Series 79TO, and SIE license. Cade has been in the industry for less than a year and has a current registration in Texas.

Firm Information

Cade Saustad is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cade Saustad’s Registration & Firm History

TX

09/14/2023 - Present

Houlihan Lokey Capital, Inc. (Dallas TX)

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Licenses & Designations

BC

Issued 09/20/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/13/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/31/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cade O'neill Saustad.
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