Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cade? Claim Your ProfileCade Nicholson is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Cade has been in the financial services industry since 2011. Cade is licensed in Texas, Tennessee, Alaska, California, Colorado, Connecticut, Hawaii, Kentucky, Massachusetts, Mississippi, Missouri, Nevada, New Mexico, New York, North Carolina, Ohio, Oregon, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/14/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AUSTIN TX)
TN
02/25/2020 - 01/22/2021
NBC SECURITIES, INC. (COLUMBIA TN)
AZ
11/29/2018 - 11/22/2019
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
TX
06/14/2013 - 05/09/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIDLAND TX)
BOTH
Issued 10/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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