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Cabray Lynn Haines

Morgan Stanley & Co. LLC

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About Cabray Lynn Haines

Cabray Lynn Haines is a financial professional with over 15 years of experience in the industry. Cabray is currently registered with Morgan Stanley & Co. LLC in Washington, DC. Previously, Cabray has held positions at several other firms including Barclays Capital Inc. and Lehman Brothers Inc. Cabray holds Series 7, 52TO, 53, 63, 79TO, and SIE licenses. Cabray is licensed in several states, including Alabama, Alaska, and Arizona, among others.

Firm Information

Cabray Haines is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cabray Haines’s Registration & Firm History

DC

09/28/2018 - Present

Morgan Stanley & Co. LLC (Washington DC)

DC

07/19/2011 - 08/29/2018

BARCLAYS CAPITAL INC. (Washington DC)

IL

08/14/2009 - 07/11/2011

SIEBERT, BRANDFORD, SHANK & CO., L.L.C. (CHICAGO IL)

IL

11/24/2008 - 07/13/2009

MESIROW FINANCIAL, INC. (CHICAGO IL)

IL

09/22/2008 - 12/10/2008

BARCLAYS CAPITAL INC. (CHICAGO IL)

IL

02/21/2007 - 09/22/2008

LEHMAN BROTHERS INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/27/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2023

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/07/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Cabray Lynn Haines.
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