Unclaimed
Cabray Lynn Haines is a financial professional with over 15 years of experience in the industry. Cabray is currently registered with Morgan Stanley & Co. LLC in Washington, DC. Previously, Cabray has held positions at several other firms including Barclays Capital Inc. and Lehman Brothers Inc. Cabray holds Series 7, 52TO, 53, 63, 79TO, and SIE licenses. Cabray is licensed in several states, including Alabama, Alaska, and Arizona, among others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DC
09/28/2018 - Present
Morgan Stanley & Co. LLC (Washington DC)
DC
07/19/2011 - 08/29/2018
BARCLAYS CAPITAL INC. (Washington DC)
IL
08/14/2009 - 07/11/2011
SIEBERT, BRANDFORD, SHANK & CO., L.L.C. (CHICAGO IL)
IL
11/24/2008 - 07/13/2009
MESIROW FINANCIAL, INC. (CHICAGO IL)
IL
09/22/2008 - 12/10/2008
BARCLAYS CAPITAL INC. (CHICAGO IL)
IL
02/21/2007 - 09/22/2008
LEHMAN BROTHERS INC. (CHICAGO IL)
BC
Issued 08/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/07/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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