Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you C.? Claim Your ProfileC. Larry Stephens is a financial advisor registered with Raymond James & Associates, Inc. located in Roswell, GA. C. Larry Stephens has been a financial advisor since 1981. C. Larry Stephens has experience in providing financial planning, portfolio management, and pension consulting services. C. Larry Stephens is registered to provide investment advisory services in Alabama, Arizona, California, Colorado, Florida, Georgia, Indiana, Maryland, Massachusetts, Minnesota, New York, North Carolina, Oregon, Pennsylvania, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
09/17/2020 - Present
Raymond James & Associates, Inc. (Roswell GA)
NJ
06/01/1990 - 06/07/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/27/1985 - 06/07/1990
PRUDENTIAL-BACHE SECURITIES INC.
NY
01/13/1984 - 06/07/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
02/05/1985 - 08/09/1985
MILLER & SCHROEDER MUNICIPALS, INC.
NA
02/23/1981 - 12/27/1983
HERETH, ORR & JONES, INC.
IA
Issued 09/01/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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