Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you C.? Claim Your ProfileC. Kemper Wharton is an Investment Advisor Representative with Raymond James & Associates, Inc., located in RICHMOND, VA. C. Kemper Wharton has been in the financial industry for over 30 years and has a strong track record of success in providing comprehensive financial planning and investment management services to individual and institutional clients. C. Kemper Wharton specializes in providing services to high-net-worth individuals, corporations, and retirement plans. C. Kemper Wharton's experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, Inc. gives them a diverse range of expertise to draw from. C. Kemper Wharton holds a variety of licenses and certifications, including the Series 7, Series 6, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
04/26/2017 - Present
Raymond James & Associates, Inc. (RICHMOND VA)
VA
02/12/1993 - 04/27/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RICHMOND VA)
WI
10/05/1990 - 10/25/1991
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
10/05/1990 - 10/25/1991
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 04/06/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure C. Wharton is the right advisor for you? Invested Better is here to help.
